Responsibilities
below:
Assess data and make informed decisions and sound subjective judgments to monitor trading activity forpliance with the relevant rules and regulations.
Escalation to LOB Supervisors of issues that require attention
Identify key trade and risk attributes.
Assist in maintainingprehensive professional reporting templates.
Present to stakeholders within the organization including Line of Business Management and work with technology partners to ensure timely and effective technology program delivery.
Conduct user acceptance testing of new technology implementations.
Previous experience within Trade Surveillance is essential.
For further information please don't hesitate to contact me on my email:
Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative.
BY APPLYING FOR THIS ROLE YOU ARE AGREEING TO OUR TERMS OF SERVICE WHICH TOGETHER WITH OUR PRIVACY STATEMENTERN YOUR USE OF MORGAN MCKINLEY SERVICES. Job ID JN -062024-1962771
