Front Office Risk and Control

Hays are recruiting for a Front Office risk and control contractor to join a leading bank for 6 month period. The ultimate goal of this role will be to deliver a new robust risk framework for the front office booking controls.Responsibilities will include;Responsibilities:

Engage in the scoping, design and implementation of preventative booking controls to ensure aplete, effective and efficient first line control framework across the range of Markets products and systems

Investigating trade booking errors, including root cause analysis and partnering with technology and business stakeholders to identify any preventative booking controls

Investigate and analyse data and process flows in order to understand the availability, meaning and suitability of data to be used in trade booking controls

Reviewing and updating the relevant booking control standards, control documentation and procedures, booking practices andernance framework, and ensuring that these are maintained accordingly, as businesses introduce new products or changes.

Partner with 1LOD businesses to ensurepliance with relevant Firm policies/standards, also external regulatory expectations and industry standards where relevant

Lead risk based assessments and gap analyses to review inherent and residual risk associated with trade booking processes

Experience required will include;

Strong experience in writing new and updating existing risk and controls procedures

Strong working knowledge and subject matter expertise in Global Markets traded products, booking risk and related control principles

Process and Business flow mapping

#4532421 - Craig Murray